Wichtige informationen
| Tipologie | Kurs |
| Ort | London (England) |
- Kurs
- London (England)
Learn all about Systematic and holistic financial crime compliance with this Financial Compliance Course, organized by London Corporate Training.
The course is aimed to give participants the tools to be able to apply best practice in their sector, and to set out “what” should be looked out for when dealing with clients.
They will also be capable of identifying suspicious circumstances and how to deliver effective customer profiling and applying best practice and legal data protection.
Interested in being part of this programme? Ask for further information through emagister.co.uk.
Delegates responsible for the prevention and control of financial crime, anti-money-laundering (AML), anti-fraud, anti-corruption investigators, compliance officers, and data protection officers, or professionals seeking to enhance their financial crime compliance skills.
Einrichtungen (1)| Beginn | Lage |
|---|---|
|
19 Nov 2018 |
London
3 Shortlands, Hammersmith, London, W6 8DA, London, England Karte ansehen |
| Beginn |
19 Nov 2018 |
| Lage |
London
3 Shortlands, Hammersmith, London, W6 8DA, London, England Karte ansehen |
Was lernen Sie in diesem Kurs?
Risk | Compliance | Best Practice | Data Protection | ||||||
Finance | Financial | IT risk | Financial Training | ||||||
Financial Compliance | Finance strategy |
Themenkreis
Advanced AML Loadicator
- What is “not” money laundering
- What “is” money laundering
- Offence 1: Concealment
- Offence 2 Arrangements
- Offence 3: Acquisition, use and possession
- SAR Narrative Review – internal reporting
- SAR lodging – external reporting
Advanced ABC Loadicator
- Tracing capital flight from developing countries
- Sustainable development goals in practice
- Illicit financial flows
- UNCAC and beneficial ownership transparency
- Beneficial ownership registries
- Scanning and profiling legal entities and complex legal arrangements
AML Tools
- Tool 1: KYA (Know Your Assets)
- Tool 2: KYB (Know Your Business)
- Tool 3: KYC (Know Your Customer)
- Tool 4: CDD (Customer Due Diligence)
- Tool 5: EDD (Enhanced Due Diligence)
- Tool 6: SDD (Simplified Due Diligence)
Business Unit and Customer Profiling
- Linking clients with transactions
- How to regularly assess ML and TF risks: sources
- Risk assessment and vulnerability of transactions
- Fitting your FCC programme in the “holistic” risk-based approach – whose?
- Evidenced-based decision making and targeting ML and TF risks faced by the host State and regional organisations
- Transparency: internal standards and controls
- SYSC: Single vs Several Operations – your suspicion matrix
- Data Protection for businesses and the rise of the Data Protection Officer
FCC Re-tooling
- Risk assessments – why? which? and where from?
- FATF, Basel AML Index and ESMA reloaded
- Risk-based approach
- Putting it all together in the SYSC context
- Trade-based ML – misinvoicing and third-party risk management
- Financial sanctions: EU, International, and U.S.
- Proliferation financing
Stimmt etwas nicht mit diesem Kurs? Informieren Sie uns wenn Sie einen Fehler entdecken und helfen somit auch anderen Usern wie Sie.